Dynasty Investment Banking

Expertise. Reputation. Commitment.

Dynasty’s investment bank specializes in providing M&A advisory services and capital to the wealth and investment management industry.

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Investment Banking Services


Dynasty provides its clients with M&A and strategic advice to the wealth and investment management industry. As a specialist Investment Bank, our deep market knowledge and relationships empower us to deliver strong execution and service to our clients. Our experienced team is fully engaged throughout every assignment to support our client’s strategic goals.

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Sell-side advisory

Provide advisory services to support sales, mergers, capital raising, and divestiture transactions. We tailor each process to specific client objectives, with confidentiality always the highest priority.

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Buy-side advisory

Support firm acquisitions and advisor recruitment transactions. As a benefit to our clients, our partnership with Dynasty Financial Partners gives us insights into potential acquisition targets and related integration execution.

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Strategic advisory engagements

Offer bespoke assignments advising on strategic alternatives review, valuation, succession planning, or recapitalization analysis.


The Dynasty Investment Bank offers a range of capital products to help our clients with mergers and acquisitions, succession, partner buyouts, working capital, and other scenarios.

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Traditional Credit

Access traditional term loans, revolving credit, and guidance facilities. We differentiate ourselves based on flexible covenants, varying maturity terms, fixed or floating rate interest, and interest-only period features.

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Revenue Participation Interest (RPI)

Monetize a percentage of revenue (up to 10%) without selling common equity. Our innovative product features include a fixed repayment multiple and time-based seller repurchase rights.

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Minority Equity

Sell a minority percentage of common equity to Dynasty without giving up control of your business. We offer friendly terms, including limited governance rights and a unique client repurchase right if or when we decide to sell.

About Dynasty Investment Bank


in transaction value advised1


years of cumulative investment banking experience2


Dynasty advised M&A deals since 20183

  • 1 Includes announced transactions at prior employers
  • 2 Represents experience of Dynasty Financial Partners employees
  • 3 Represents transactions and advisor recruitments

Dynasty Investment Banking Team

Dynasty Investment Bank is a business division of Dynasty Financial Partners LLC (“Dynasty”) and functions through Dynasty or its wholly owned subsidiary Dynasty Securities LLC (“Dynasty Securities”) in instances where a broker-dealer is required.  Dynasty Securities is a U.S. registered broker-dealer, member of FINRA and SIPC. The products and services referenced herein may be available through other broker-dealers or banks and non-bank affiliates of major investment firms that Dynasty, or through its affiliate Dynasty Securities has entered into revenue sharing arrangements with. Securities offered through Dynasty Securities, Member FINRA / SIPC. For further information see https://brokercheck.finra.org/.

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