Dynasty Investment Banking

Expertise. Reputation. Commitment.

Dynasty’s investment bank specializes in providing M&A advisory services and capital to the wealth and investment management industry.

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Meet the Investment Banking team
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Investment Banking Services

Advisory

Dynasty provides its clients with M&A and strategic advice to the wealth and investment management industry. As a specialist Investment Bank, our deep market knowledge and relationships empower us to deliver strong execution and service to our clients. Our experienced team is fully engaged throughout every assignment to support our client’s strategic goals.

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Sell-side advisory

Provide advisory services to support sales, mergers, capital raising, and divestiture transactions. We tailor each process to specific client objectives, with confidentiality always the highest priority.

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Buy-side advisory

Support firm acquisitions and advisor recruitment transactions. As a benefit to our clients, our partnership with Dynasty Financial Partners gives us insights into potential acquisition targets and related integration execution.

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Strategic advisory engagements

Offer bespoke assignments advising on strategic alternatives review, valuation, succession planning, or recapitalization analysis.

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Capital

The Dynasty Investment Bank offers a range of capital products to help our clients with mergers and acquisitions, succession, partner buyouts, working capital, and other scenarios.

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Traditional Credit

Access traditional term loans, revolving credit, and guidance facilities. We differentiate ourselves based on flexible covenants, varying maturity terms, fixed or floating rate interest, and interest-only period features.

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Revenue Participation Interest (RPI)

Monetize a percentage of revenue (up to 10%) without selling common equity. Our innovative product features include a fixed repayment multiple and time-based seller repurchase rights.

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Minority Equity

Sell a minority percentage of common equity to Dynasty without giving up control of your business. We offer friendly terms, including limited governance rights and a unique client repurchase right if or when we decide to sell.

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About Dynasty Investment Bank

$25B

in transaction value advised1

50+

years of cumulative investment banking experience2

30

Dynasty advised M&A deals since 20183

  • 1 Includes announced transactions at prior employers
  • 2 Represents experience of Dynasty Financial Partners employees
  • 3 Represents transactions and advisor recruitments

Dynasty Investment Banking Team

Sam Anderson 2023 0308 dynasty 1059

Sam Anderson

Managing Director, Corporate Development
Harris Head shot

Harris Baltch

Managing Director, Head of Investment Banking
Dylan

Dylan Dierig

Vice President, Investment Banking
Will Ross IB Headshot

William Ross

Assistant Vice President, Investment Banking
Victoria Cangero

Victoria Cangero

Senior Associate, Investment Banking
Amelie Russo Headshot

Amelie Russo

Senior Associate, Investment Banking
smiling financial advisor with light colored shirt

James Gardiner

Director, Network Development
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Cole Turner

Vice President, Network Development

Dynasty Investment Bank is a business division of Dynasty Financial Partners LLC (“Dynasty”) and functions through Dynasty or its wholly owned subsidiary Dynasty Securities LLC (“Dynasty Securities”) in instances where a broker-dealer is required.  Dynasty Securities is a U.S. registered broker-dealer, member of FINRA and SIPC. The products and services referenced herein may be available through other broker-dealers or banks and non-bank affiliates of major investment firms that Dynasty, or through its affiliate Dynasty Securities has entered into revenue sharing arrangements with. Securities offered through Dynasty Securities, Member FINRA / SIPC. For further information see https://brokercheck.finra.org/.

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Get access and stay up to date

Receive updates on RIA industry trends and get access to our leading M&A quarterly report “Inside the Deal”.

Get access and stay up to date

Receive updates on RIA industry trends and get access to our leading M&A quarterly report “Inside the Deal”.